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Rule of 11
Results: 913

#	Item
711	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]August 11, 2006 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to E Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-08-14 16:07:09 Financial markets Options Clearing Corporation Exercise Financial regulation Short selling Expiration Futures contract Short Financial economics Financial system Finance
712	Microsoft Word - mbrrnwl_11.doc Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:20:22 Mortgage industry of the United States Mortgage loan Employment Business Finance Net capital rule Yield spread premium United States housing bubble Mortgage broker Broker
713	Notice of Filing of Proposed Rule Change Consisting of (i) Amendments to Rule G-8 (Books and Records to be Made by Brokers, Dealers and Municipal Securities Dealers), Rule G-9 (Preservation of Records), and Rule G-11 (Ne Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-07 09:40:26 Finance Self-regulatory organizations Financial regulation Financial markets United States Securities and Exchange Commission Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Industry and Financial Markets Association Financial economics Financial system United States securities law
714	9/94 draft rule filing re: Rule 4.11 position limit jurisdiction Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-02 13:02:07 Chicago Board Options Exchange Economy of the United States Stock market Securities Exchange Act Financial economics Order Investment United States Securities and Exchange Commission 73rd United States Congress United States securities law
715	Document: Notice of Intent to Adopt a Rule, Register Page Number: 26 IR 3675 Source: August 1, 2003, Indiana Register, Volume 26, Number 11 Disclaimer: This document was created from the files used to produce the officia Add to Reading List Source URL: www.in.gov - Date: 2007-03-16 15:54:56
716	Form[removed]Rule 68) Election to become a Non-Practising (Inactive) Member I, Add to Reading List Source URL: 66.11.159.211 Language: English - Date: 2012-02-13 13:43:40 Law in the United Kingdom Law Society of Alberta Barrister Internet privacy Privacy Solicitor Bencher Law Legal professions Ethics
717	Accountant’s Report Rule[removed]Instructions 1. This Report must be completed for each fiscal year (the “Reporting Period”) of the Law Firm and must be filed within 4 months of the Law Firm’s designated year- Add to Reading List Source URL: 66.11.159.211 Language: English - Date: 2013-10-10 13:23:42 Accounting systems Bank reconciliation Engagement letter
718	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule[removed]to Extend the Operation of a Pilot Pursuant to Rule[removed]until April 11, 2011 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-10 16:23:33 United States Securities and Exchange Commission Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Finance Business Securities regulation in the United States United States securities law SEC filings 73rd United States Congress
719	Document: Notice of Intent to Adopt a Rule, Register Page Number: 26 IR 3675 Source: August 1, 2003, Indiana Register, Volume 26, Number 11 Disclaimer: This document was created from the files used to produce the officia Add to Reading List Source URL: www.in.gov - Date: 2007-03-16 15:54:56
720	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rules 2.5 and 11.4 to Permit Qualification and Registration of Authorized Traders of Members Pursuant to Certain Foreign Examination Modu Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-10 09:51:15 Securities Exchange Act Economy of the United States Securities regulation in the United States Canadian securities regulation U.S. Securities and Exchange Commission Registered representative Self-regulatory organization Financial Industry Regulatory Authority United States securities law Financial regulation Law

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